Value Investing Since 1974

Chief Compliance Officer, CMFC® As the chief compliance officer of the Trust, Lisa is responsible for administering the Trust’s policies and procedures, evaluating whether the Trust’s policies and procedures are reasonably designed to prevent the violation of the federal securities laws by the Trust, including policies and procedures that provide for the oversight of compliance by the Trust’s service providers. She is also responsible for reviewing all Funds operating under the Trust to ensure they are in compliance with all securities laws, as well as the Fund’s investment objectives, strategies, policies and restrictions. 
LisaStroud

Lisa A. Stroud, CMFC®


Chief Compliance Officer, Project Manager

  • Joined Century Management in 2002
  • Financial Professional since 1995
  • University of Houston, Clear Lake, BS Psychology and Sociology

As the chief compliance officer of the Trust, Lisa is responsible for administering the Trust’s policies and procedures, evaluating whether the Trust’s policies and procedures are reasonably designed to prevent the violation of the federal securities laws by the Trust, including policies and procedures that provide for the oversight of compliance by the Trust’s service providers. She is also responsible for reviewing all Funds operating under the Trust to ensure they are in compliance with all securities laws, as well as the Fund’s investment objectives, strategies, policies and restrictions. 

Prior to joining Century Management, Lisa worked for Charles Schwab & Company as a client service representative, for AIM Investments in their operational trading department, and as a portfolio accounting supervisor at Beutel Goodman Capital Management. Lisa is married and has two sons.

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